1、船舶配员缺陷（无人机舱）：

1) Engine room manning not in accordance with Minimum Safe Manning certificate for manned engine room operation. (UMS not in operation)

STCW第I/14条；

SOLAS 1999/2000修正案/第V章第14条

2、工作安排表：

2) Engine Room watch keeping schedule does not include safety round schedule as recorded in rest hours log for Engineers.

STCW A-VIII/1节第5条

3、工作与休息时间记录：

3) Seafarers record of work and rest do not reflect actual hours of work and rest. Drill & bunkering not recorded as work hour.

STCW A-VIII/1节第7条

4) Records of rest for all deck and engineer officers do not reflect actual hours worked.

STCW A-VIII/1节第7条

5) Record of hours of rest/work period for Ch. Eng. do not reflect the actual working hours for the month of February.

STCW A-VIII/1节第7条

6) Rest hour records for v/ls engineers for February do not reflect actual hours worked. V/Ls records indicate that the E/R was UMS during extended pilotages on the US coast.

STCW A-VIII/1节第7条

7) Record of rest hours inaccurate examples are all engineers recorded as resting during bunkering 21Feb2014 all crew recorded resting during anchorage Kimitsu early February.

STCW A-VIII/1节第7条

8) Seafarers record of work and rest do not reflect actual hours of work and rest. Emergency drills not included in work and rest hour log.

STCW A-VIII/1节第4条，第7条

9) Rest records indicate recordings of less than one hour in length.

STCW A-VIII/1节第2条

10) Numerous instances of C/E’s rest hour records not reflecting actual hours worked. Many would have led to breaches of STCW and MLC.

STCW A-VIII/1节第7条

4、休息时间不满足要求，甚至严重违反公约要求

11) Rest hours for Master and 3/0 not complied with (no 6 hours rest in 24 hours) on 4/2/2014, 7/2/14 & 23/2/14

STCW A-VIII/1节第7条

12) Master unable to determine that Key personnel are adequately rested as required by STCW.

STCW A-VIII/1节第2条，第8条

13) Repeated instances of Master and C/E not being fit for duty during vessels Singapore port calls.

STCW A-VIII/1节第2条

14) Systemic violations of rest period requirements for deck officers during port rotations.

STCW A-VIII/1节第2条

15) Some C/O rest records for December not complete. Personnel not familiar with rest period requirements for any 24 hour period.

STCW A-VIII/1节第7条

16) Systemic violations of work and rest requirements for engine personnel at bunkering, storing operations during December 2013.

STCW A-VIII/1节第2条

5、指向了ISM的缺陷：

17) Safety management system does not ensure that work and rest hours are managed effectively, evidence is that 2 engineers recorded work hours in excess of STCW requirement during standby 13 and 14 May20

STCW A-VIII/1节第7条